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SEBI Compliance Assessment

CSCRF-mapped risk assessment for SEBI-regulated entities

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Free
First 2 assessments
<10 min
To complete
24h
Team review
📈
What We Assess

8 Areas We Examine

01
CSCRF Control Mapping
We map your current controls against all SEBI CSCRF categories — Identify, Protect, Detect, Respond, Recover.
02
VAPT Status
Is your annual VAPT done? By an empanelled auditor? Certificate submitted to SEBI?
03
Cyber Insurance
Do you have cyber insurance? Does it meet SEBI's minimum coverage requirements?
04
Incident Response Plan
Is your IRP documented, tested, and accessible to key personnel?
05
Privileged Access Management
How is admin access to trading systems controlled and audited?
06
Data Localisation
Is all customer data stored on systems physically located in India?
07
Third-Party Risk
Are your vendors, brokers, and API providers covered in your risk framework?
08
Business Continuity
BCP documented? RTO/RPO defined for critical trading systems?
Who This Assessment Is For

Stock brokers, depository participants, investment advisers, research analysts, portfolio managers, mutual fund distributors — any entity regulated by SEBI.

Common Findings We Uncover
VAPT certificate expired or missing
No cyber insurance despite SEBI requirement
Trading platform on EOL software
No documented IRP tested in last 12 months
Admin access not MFA-protected
Compliance Frameworks Mapped
SEBI CSCRF 2023SEBI Circular SEBI/HO/ITD-1/ITD_CSC_EXT/P/CIR/2023/032CERT-In AdvisoryISO 27001

Common Questions

What is SEBI CSCRF?
The Cybersecurity and Cyber Resilience Framework issued by SEBI in 2023 mandates all regulated entities to implement specific cybersecurity controls, conduct annual VAPTs, maintain cyber insurance, and have documented incident response plans.
What happens if we fail a SEBI audit?
SEBI can issue show-cause notices, impose penalties, and in severe cases suspend operations. The assessment helps you identify gaps before an audit.
How quickly can we get the assessment done?
The AI assessment takes under 10 minutes. Our team reviews and contacts you within 24 hours with a full gap analysis.

Ready to Find Your Gaps?

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